ROC Filings & Compliance Services in India
ROC Filings and Compliance are mandatory for every company registered under the Ministry of Corporate Affairs as per the Companies Act, 2013.
Every Private Limited Company, LLP, OPC, and Public Limited Company must file annual returns and compliance forms to maintain active status.
Legal Hind provides complete ROC Filing & Compliance Services to help businesses avoid penalties and stay legally compliant.
Our ROC Filing & Compliance Services
1. Annual ROC Filing
Annual ROC filing includes:
AOC-4 Filing
- Financial Statement Submission
- Balance Sheet Filing
- Profit & Loss Statement
- Auditor Report
Due Date: Within 30 days of AGM
MGT-7 / MGT-7A Filing
- Shareholding Details
- Director Details
- Company Information
- Registered Office Details
Due Date: Within 60 days of AGM
2. Director KYC Filing (DIR-3 KYC)
All directors must file Director KYC annually.
Due Date: 30th September
Penalty: ₹5,000 Late Fee
3. ADT-1 Filing (Auditor Appointment)
Companies must appoint an auditor and file ADT-1
Due Date: Within 15 days of AGM
4. DPT-3 Filing
Return of Loans & Deposits Filing
Due Date: 30th June Every Year
5. MSME-1 Filing
For outstanding payments to MSME vendors
Half-Yearly Filing:
- April–September (30 October)
- October–March (30 April)
LLP ROC Compliance
For LLP Companies:
LLP Form 11
Annual Return Filing
Due Date: 30 May
LLP Form 8
Financial Statement Filing
Due Date: 30 October
Why ROC Compliance is Important
✔ Avoid heavy penalties
✔ Maintain active company status
✔ Avoid director disqualification
✔ Smooth loan approval
✔ Legal protection for business
Penalty for Late ROC Filing
Late ROC Filing leads to:
- ₹100 per day late fee
- No maximum penalty limit
- Director disqualification
- Company strike-off risk
Who Needs ROC Filing?
- Private Limited Company
- One Person Company (OPC)
- LLP Company
- Public Limited Company
- Section 8 Company
Documents Required
- Company PAN Card
- Director PAN & Aadhaar
- Financial Statements
- DSC of Directors
- Auditor Details
- Bank Statements
Why Choose Legal Hind for ROC Filings & Compliance
Legal Hind offers professional ROC filing and compliance services for businesses across India. Our experts ensure timely filing, proper documentation, and full compliance with MCA regulations.
Our Benefits
- Expert Compliance Team
- Affordable Pricing
- Fast Filing Process
- End-to-End Support
- 100% Legal Compliance
- Dedicated Customer Support
ROC Filing Due Dates
Companies must follow these ROC filing deadlines:
- AOC-4 Filing — Within 30 Days of AGM
- MGT-7 Filing — Within 60 Days of AGM
- DIR-3 KYC — 30 September Every Year
- DPT-3 Filing — 30 June Every Year
Late filing may lead to heavy penalties and compliance issues.
Frequently Asked Questions (FAQs)
Is ROC Filing Mandatory?
Yes, ROC filing is mandatory for all registered companies.
What happens if ROC filing is not done?
Heavy penalties and company strike-off risk.
When should ROC filing be done?
Annually after AGM.
4. What is the Due Date for ROC Filing?
Common Due Dates:
- AOC-4 – Within 30 Days of AGM
- MGT-7 – Within 60 Days of AGM
- DIR-3 KYC – 30 September
- DPT-3 – 30 June
5. What Happens if ROC Filing is Late?
Late filing results in:
- ₹100 per day penalty
- No maximum limit
- Director disqualification
- Company strike-off risk
6. Do Dormant Companies Need ROC Filing?
Yes, even inactive or dormant companies must complete ROC compliance every year.
7. Who Can File ROC Compliance?
ROC compliance must be filed by:
- Company Directors
- Chartered Accountant
- Company Secretary
- Compliance Expert (Like Legal Hind)